

The Approved Provider is primarily responsible for ensuring a service operates in accordance with national legislative requirements. As a 'responsible person' under the Education and Care Services National Law (National Law), both the Approved Provider and Nominated Supervisor have a range of legal responsibilities - most of which are not dissimilar to current expectations of Directors under the Child Care Act 2002. A compliance action could be taken if the Nominated Supervisor fails to meet relevant requirements. For every offence that relates to a Nominated Supervisor, there is an identical offence for the Approved Provider, however there are other offences that do not relate to the Nominated Supervisor.
Note that while the Certified Supervisor who is placed in day-to-day charge of a service (and is a 'responsible person' under the National Law) is expected to ensure the service continues to operate in accordance with the National Law, the overall legal responsibilities remains with the Approved Provider and Nominated Supervisor.
The Department of Education and Training's (the Department) regulatory approach is focused on continuous improvement. Importantly, the Department is committed to working closely with services and providers to address issues of non-compliance before taking any legal action.
| Education and Care Services National Law Act 2010 | Responsibility | Penalty | |
| Section | Title | ||
| Supervisor Certificates | |||
| 115(4) | Conditions on certificate | A certified supervisor must comply with the conditions of the supervisor certificate held by that person. | $4,000 |
| 121 | Notice of change in circumstances |
| $4,000 |
| 132 | Offence to act as a supervisor without a supervisor certificate | A person must not hold himself or herself out as being a certified supervisor unless the person holds a supervisor certificate. | $10,000 |
| Operating an education and care service | |||
| 165(2) | Offence to inadequately supervise children | The Nominated Supervisor must ensure that all children being educated and cared for by the service are adequately supervised at all times that the children are in the care of that service. | $10,000 |
| 166(2) | Offence to use inappropriate discipline | The Nominated Supervisor must ensure that no child being educated and cared for by the service is subjected to -
| $10,000 |
| 167(2) | Offence relating to protection of children from harm and hazards | The Nominated Supervisor must ensure that every reasonable precaution is taken to protect children being educated and cared for by the service from harm and from any hazard likely to cause injury. | $10,000 |
| 168(2) | Offence relating to required programs | The Nominated Supervisor must ensure that a program is delivered to all children being educated and cared for by the service that -
| $4,000 |
| 169(3) | Offence relating to staffing arrangements | The Nominated Supervisor must ensure that, whenever children are being educated and cared for by the service, the relevant number of educators educating and caring for the children is no less than the number prescribed for this purpose and must ensurethat each educator educating and caring for children for the service meets the qualification requirements relevant to the educator's role as prescribed by the national regulations.
| $10,000 |
| 170(3) | Offence relating to unauthorised persons on education and care service premises | The Nominated Supervisor must ensure that an unauthorised person does not remain at the education and care service premises while children are being educated and cared for at the premises unless the person is under the direct supervision of an educator or other staff member of the service. | $1,000 |
| 171 | Offence relating to direction to exclude inappropriate persons from education and care service premises |
| $10,000 in the case of an individual $50,000, in any other case |
| Education and Care Services National Law Regulations 2011 | Responsibility | Penalty | |
| Section | Title | ||
| Children's health and safety | |||
| 77(2) | Health, hygiene and safe food practices | The nominated supervisor of an education and care service must implement, and ensure that all staff members of, and volunteers at, the service implement -
| $2,000 |
| 78(2) | Food and beverages | The nominated supervisor of an education and care service must ensure that children being educated and cared for by the service -
| $2,000 |
| 79(2) | Service providing food and beverages | The nominated supervisor of an education and care service that provides food or a beverage to children being educated and cared for by the service must ensure that -
| $2,000 |
| 80(2) | Weekly menu- an education and care service that provides food and beverages (other than water) to children being educated and cared for by the service | The nominated supervisor of an education and care service that provides food and beverages (other than water) to children being educated and cared for by the service must ensure that a weekly menu -
| $1,000 |
| 81(2) | Sleep and rest | The nominated supervisor of an education and care service must take reasonable steps to ensure that the needs for sleep and rest of children being educated and cared for by the service are met, having regard to the ages, development stages and individual needs of the children. | $1,000 |
| 83(2) | Staff members and family day care educators not to | The nominated supervisor of an education and care service must not, while educating and caring for children for the service -
| $2,000 |
| 93(3) | Administration of medication | The nominated supervisor of an education and care service must ensure that medication is not administered to a child being educated and cared for by the service unless -
|
$2,000 |
| 94(2) | Exception to authorisation requirement - anaphylaxis or asthma emergency | If medication is administered under this regulation, the approved provider or nominated supervisor of the education and care service must ensure that the following are notified as soon as practicable -
| N/A |
| Collection of children from premises and excursions | |||
| 99(2) | Children leaving the education and care service premises | The nominated supervisor of an education and care service must ensure that a child who is being educated and cared for by the education and care service does not leave the education and care service premises except in accordance with subregulation (4). | $2,000 |
| 100(2) | Risk assessment must be conducted before excursion | The nominated supervisor of an education and care service must ensure a risk assessment is carried out in accordance with regulation 101 before an authorisation is sought under regulation 102 for an excursion. | $2,000 |
| 102(2) | Authorisation for excursions | The nominated supervisor of an education and care service must ensure that a child being educated and cared for by the service is not taken outside the education and care service premises on an excursion unless written authorisation has been provided under subregulation (4). | $1,000 |
| Collaborative partnerships with families and communities | |||
| 157(2) (4) | Access for parents | The nominated supervisor of an education and care service must ensure that a parent of a child being educated and cared for by the service may enter the education and care service premises at any time that the child is being educated and cared for by the service.
| $1000 |
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© The State of Queensland (Department of Education, Training and Employment) 2011.